Statement of Financial Condition

4. Collateralized Agreements (continued) Repurchase Financings and Disclosures (continued) UBS Securities LLC Notes to the Statement of Financial Condition (continued) (In Thousands) Repurchase Agreements Securities loaned Gross amount of secured financing included in the above offsetting disclosure Obligation to return securities received as collateral Total Other Corporate debt and securities Total At December 31, 2021 Remaining Contractual Maturity Over 90 days $ 300,000 Less than 30 days U.S. Treasury and government agencies Equities Asset-back securities $15,186,969 $15,186,969 $15,186,969 30-90 days $ 2,972,677 $2,972,677 $ 2,972,677 Securities sold under repurchase agreements $ 17,652,142 239,770 359,494 642,735 $ 18,894,141 $300,000 $ $ 300,000 Securities Loaned 722,492 4,407,183 146,683 23,793 $ 5,300,151 Open $ 434,495 5,300,151 $5,734,646 707,432 $ 6,442,078 Obligation to return securities received as collateral $ 707,432 $ $ 707,432 $ Total $ 18,894,141 5,300,151 $24,194,292 707,432 $ 24,901,724 Total 18,374,634 5,114,615 239,770 506,177 666,528 24,901,724 Concentration of Credit Risk The Company is engaged in various trading and brokerage activities in which counterparties primarily include broker-dealers, banks, and other financial institutions. In the event counterparties do not fulfill their obligations, the Company may be exposed to risk. The risk of default depends on the creditworthiness of the counterparty or issuer of the instrument. It is the Company's policy to review, as necessary, the credit standing of each counterparty. 13

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