UBS Shareholder Engagement Presentation Deck slide image

UBS Shareholder Engagement Presentation Deck

Re-elections to the Board of Directors Re-elections of the members of the Board of Directors Motion: The Board of Directors proposes that all of the members of the Board of Directors, each of whose term of office expires at the 2023 AGM, be re-elected for a one-year term of office. - - During 2022, a total of 31 BoD meetings / video calls were held, 15 of which were attended by GEB members. Average participation in the BoD meetings and calls was 98% Board of Directors Members in 2022 Axel A. Weber¹, Chairman Colm Kelleher², Chairman Lukas Gähwiler² Jeremy Anderson Claudia Böckstiegel William C. Dudley Patrick Firmenich Reto Francioni¹ Fred Hu Mark Hughes Nathalie Rachou Julie G. Richardson Dieter Wemmer Jeanette Wong Meeting attendance without GEB3 2/2 14/14 14/14 16/16 16/16 16/16 16/16 2/2 14/16 16/16 16/16 15/16 15/16 16/16 100% 100% 100% 100% 100% 100% 100% 100% 88% 100% 100% 94% 94% 100% Meeting attendance with GEB 2/2 13/13 13/13 15/15 15/15 15/15 15/15 2/2 14/15 15/15 15/15 15/15 15/15 15/15 100% 100% 100% 100% 100% 100% 100% 100% 93% 100% 100% 100% 100% 100% Key responsibilities include4: The Board has ultimate responsibility for the success of the Group and for delivering sustainable shareholder value within a framework of prudent and effective controls. It decides on the Group's strategy and the necessary financial and human resources upon recommendation of the Group CEO and sets the Group's values and standards to ensure that its obligations to shareholders and other stakeholders are met. Re-elections of the members of the Compensation Committee Motion: The Board of Directors proposes that Julie G. Richardson, Dieter Wemmer and Jeanette Wong be re-elected for a one-year term of office as members of the Compensation Committee. At its constitutional meeting, the Board of Directors intends to re-appoint Julie G. Richardson as Chairperson of the Compensation Committee. Compensation Committee Members in 2022 Julie G. Richardson (Chairperson) Reto Francioni¹ Dieter Wemmer Jeanette Wong Meeting attendance5 8/8 2/2 8/8 8/8 100% 100% 100% 100% 4 Other AGM items Key responsibilities include: The Compensation Committee is responsible for: i. Supporting the Board in its duties to set guidelines on compensation and benefits; ii. Approving the total compensation for the Chairman and the non-independent Board members; iii. Proposing, upon proposal of the Chairman, financial and non-financial performance targets and objectives for the Group CEO for approval by the Board and reviewing, upon the proposal of the Group CEO, the performance framework for the other GEB members; iv. Proposing, upon proposal of the Chairman, the Group CEO's performance assessment for approval by the Board, as well as informing the Board of the performance assessments of all GEB members, including the Group CEO; Proposing, upon proposal the Chairman, the total compensation for the Group CEO for approval by the Board; Proposing, upon proposal of the Group CEO, the individual total compensation for the other GEB members for approval by the Board. V. 1 Axel Weber and Reto Francioni did not stand for re-election at the 2022 AGM; indicated are their attended and total meetings up to the 2022 AGM; 2 Colm Kelleher was elected as Chairman and Lukas UBS Gähwiler to the Board of Directors at the 2022 AGM; indicated are their attended and total meetings after their election 3 Additionally, six ad hoc calls took place in 2022; 4 Refer to the Organization Regulations of UBS Group AG available at ubs.com/governance, for more information; 5 Additionally, the Compensation Committee held one ad hoc call in 2022 11
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